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RISK MANAGEMENT FOR WEALTH MANAGERS
 
     
  Summary Description  
  Participants build their understanding and ability to apply to their unit critical concepts of business, client advisory, product, operational and reputational risk together with compliance issues related to product suitability and operations.  
     
  Target Audience  
  Wealth management business managers, client relationship managers and risk managers/auditors.  
     
  Main Topics  
 
 Overview – key risk areas (operational, product, client advisory,
   regulatory, business, reputational)
 Risk reduction as a business opportunity
 The risks are related and are interactive
 Operating and product risk - internal
   Client advisory and product suitability risk - third party investment
  and fiduciary products - product selection and due diligence
 Business and reputational risk
 Due Diligence on third party investment products
 Business and reputational risk - recent events
 
       
 
  Duration  
  1 day  
     
   
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